Legislative / Regulatory History
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1.The 15 articles in the main text were established and promulgated in accordance with Jin-Guan-Yin-Fa-Zi Order No. 09810005240 of the Financial Supervisory Commission, Executive Yuan dated October 21, 2009; the Regulations were effective from the date of promulgation. The Executive Yuan Announcement Yuan-Tai-Gui-Zi No. 1010134960 dated June 25, 2012 provides that matters under the jurisdiction of the "Financial Supervisory Commission, Executive Yuan" as listed in Subparagraph 2, Article 3 shall be transferred to the jurisdiction of the "Financial Supervisory Commission" from July 1, 2012.
2.Amendments of Articles 2, 3, 5, and 11 were promulgated in accordance with Jin-Guan-Yin-Fa-Zi Order No. 10310007780 of the Financial Supervisory Commission dated January 9, 2015.
3.Amendments of Article 6 were promulgated in accordance with Jin-Guan-Yin-Fa-Zi Order No. 10510000300 of the Financial Supervisory Commission dated February 19, 2016.
4.Amendments of Article 6 were promulgated in accordance with Jin-Guan-Yin-Piau-Zi Order No. 10002705471 of the Financial Supervisory Commission dated February 26, 2021.
5.Amendments of Article 8 were promulgated in accordance with Jin-Guan-Yin-Piau-Zi Order No. 11102711451 of the Financial Supervisory Commission dated April 20, 2022.
6.Amendments of Article 6 were promulgated in accordance with Jin-Guan-Yin-Fa-Zi Order No. 11402740841 of the Financial Supervisory Commission dated December 17, 2025.
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